SEC Form 4 · accession 0001387131-18-004177
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward J Richardson
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355948
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2,F3 | $9.10 | Aug 20, 2018 | G | 40,000 | D | — | — | Common Stock | 40,000 | 2,067,966 | D |
Explanation of responses
- F1Mr. Richardson disclaims all beneficial and pecuniary interests
- F2Immediately convertible
- F3No expiration date