SEC Form 4 · accession 0001387131-18-004165
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Thomas Fitzgerald III
Officer — EVP Healthcare
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 8:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355948
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $9.10 | Aug 20, 2018 | A | 8,965 | A | — | Aug 20, 2028 | Common Stock | 8,965 | 8,965 | D |
Explanation of responses
- F1The stock option was granted on 8/20/2018 pursuant to the Richardson Electronics, Ltd. 2011 Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary of the date of grant, until fully vested.