SEC Form 4 · accession 0001387131-18-004140
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy Diddell
Officer — COO
Period of report
Aug 20, 2018
Accepted (ET)
Aug 21, 2018 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2018 | M | 1,250 | $5.03 | A | 21,250 | D | |
| Common Stock | Aug 20, 2018 | S | 1,250 | $9.00 | D | 20,000 | D | |
| Common Stock | Aug 20, 2018 | M | 1,313 | $5.03 | A | 21,313 | D | |
| Common Stock | Aug 20, 2018 | S | 1,313 | $9.05 | D | 20,000 | D | |
| Common Stock | Aug 20, 2018 | M | 37 | $5.03 | A | 20,037 | D | |
| Common Stock | Aug 20, 2018 | S | 37 | $9.06 | D | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.03 | Aug 20, 2018 | M | 2,600 | D | Oct 21, 2013 | Oct 21, 2018 | Common Stock | 2,600 | 0 | D |