SEC Form 4 · accession 0001387131-18-004049
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy Diddell
Officer — COO
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 12:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2018 | M | 2,500 | $5.03 | A | 22,500 | D | |
| Common StockF1 | Aug 15, 2018 | S | 2,500 | $9.2157 | D | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.03 | Aug 15, 2018 | M | 2,500 | D | Oct 21, 2013 | Oct 21, 2018 | Common Stock | 2,500 | 5,600 | D |
Explanation of responses
- F1This transaction was executed in trades at prices ranging from $9.17 to $9.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.