SEC Form 4 · accession 0001387131-18-004007
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy Diddell
Officer — COO
Period of report
Aug 13, 2018
Accepted (ET)
Aug 14, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2018 | M | 900 | $5.03 | A | 20,900 | D | |
| Common Stock | Aug 13, 2018 | S | 900 | $9.40 | D | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.03 | Aug 13, 2018 | M | 900 | D | Oct 21, 2013 | Oct 21, 2018 | Common Stock | 900 | 8,100 | D |