SEC Form 4 · accession 0001387131-18-003872
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Ben
Officer — EVP & CFO & CAO & Corp. Sec.
Period of report
Aug 9, 2018
Accepted (ET)
Aug 10, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | M | 2,000 | $5.49 | A | 14,500 | D | |
| Common Stock | Aug 9, 2018 | S | 2,000 | $9.40 | D | 12,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $5.49 | Aug 9, 2018 | M | 2,000 | D | — | Aug 17, 2025 | Common Stock | 2,000 | 9,000 | D |
Explanation of responses
- F1Option vests 20% per year, beginning 8/17/2016