SEC Form 4 · accession 0001387131-18-003782
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen McNally
Officer — Sr. VP Global Supply Chain
Period of report
Aug 7, 2018
Accepted (ET)
Aug 8, 2018 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2018 | M | 7,500 | $5.67 | A | 16,078 | D | |
| Common Stock | Aug 7, 2018 | S | 7,500 | $9.20 | D | 8,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.67 | Aug 7, 2018 | M | 7,500 | D | Oct 13, 2014 | Oct 13, 2019 | Common Stock | 7,500 | 0 | D |