SEC Form 4 · accession 0001387131-18-003779
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen McNally
Officer — Sr. VP Global Supply Chain
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 3:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2018 | M | 6,704 | $5.03 | A | 15,282 | D | |
| Common StockF1 | Aug 6, 2018 | S | 6,704 | $9.2191 | D | 8,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.03 | Aug 6, 2018 | M | 6,704 | D | Oct 21, 2013 | Oct 21, 2018 | Common Stock | 6,704 | 796 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $9.20 to $9.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.