SEC Form 4 · accession 0001387131-16-007269
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J Peloquin
Officer — EVP PMT
Period of report
Oct 3, 2016
Accepted (ET)
Oct 13, 2016 · 10:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355948
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $6.90 | Oct 3, 2016 | A | 15,000 | A | Oct 3, 2017 | Oct 3, 2026 | Common Stock | 15,000 | 40,000 | D |
Explanation of responses
- F1Options vest 20% per year, beginning 10/03/2017