SEC Form 4 · accession 0001387131-15-003026
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Dudek
Officer — Corporate Controller & CAO
Period of report
Oct 5, 2015
Accepted (ET)
Oct 19, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355948
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $5.98 | Oct 5, 2015 | A | 7,500 | A | Oct 5, 2016 | Oct 5, 2025 | Common Stock | 7,500 | 43,500 | D |
Explanation of responses
- F1Options vest 20% per year, beginning 10/05/2016