SEC Form 4 · accession 0001209191-19-019056
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy Diddell
Officer — COO
Period of report
Mar 12, 2019
Accepted (ET)
Mar 13, 2019 · 10:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2019 | M | 820 | $5.67 | A | 31,624 | D | |
| Common Stock | Mar 12, 2019 | S | 820 | $7.53 | D | 30,804 | D | |
| Common Stock | Mar 12, 2019 | M | 820 | $5.67 | A | 31,004 | D | |
| Common Stock | Mar 12, 2019 | S | 820 | $7.50 | D | 30,804 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.67 | Mar 12, 2019 | M | 1,020 | D | Oct 13, 2014 | Oct 13, 2019 | Common Stock | 1,020 | 10,980 | D |