SEC Form 4 · accession 0001193125-26-329667
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Kluge
Director
Period of report
Jul 30, 2026
Accepted (ET)
Aug 3, 2026 · 9:17 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000355948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 30, 2026 | M | 10,000 | $5.87 | A | 61,365 | D | |
| Common Stock | Jul 30, 2026 | M | 5,000 | $9.10 | A | 66,365 | D | |
| Common Stock | Jul 30, 2026 | M | 5,000 | $5.61 | A | 71,365 | D | |
| Common Stock | Jul 30, 2026 | M | 5,000 | $4.26 | A | 76,365 | D | |
| Common Stock | Jul 30, 2026 | M | 4,000 | $7.66 | A | 80,365 | D | |
| Common StockF6 | Jul 30, 2026 | S | 29,000 | $17.9029 | D | 51,365 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $5.87 | Jul 30, 2026 | M | 10,000 | D | — | Oct 9, 2027 | Common Stock | 10,000 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $9.10 | Jul 30, 2026 | M | 5,000 | D | — | Aug 20, 2028 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $5.61 | Jul 30, 2026 | M | 5,000 | D | — | Jul 22, 2029 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $4.26 | Jul 30, 2026 | M | 5,000 | D | — | Jul 21, 2030 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $7.66 | Jul 30, 2026 | M | 4,000 | D | — | Jul 19, 2031 | Common Stock | 4,000 | 1,000 | D |
Explanation of responses
- F1Options Vest 20% per year, beginning 10/09/2018
- F2Options vest 20% per year, beginning 08/20/2019
- F3Options vest 20% per year, beginning 07/22/2020
- F4Options vest 20% per year, beginning 07/21/2021
- F5Options vest 20% per year, beginning 07/19/2022
- F6The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 17.90 to $ 17.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.