SEC Form 4 · accession 0001193125-26-326111
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Plante
Director
Period of report
Jul 28, 2026
Accepted (ET)
Jul 30, 2026 · 4:07 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000355948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2026 | M | 5,000 | $15.60 | A | 26,188 | D | |
| Common Stock | Jul 28, 2026 | M | 5,000 | $15.51 | A | 31,188 | D | |
| Common StockF1 | Jul 28, 2026 | S | 10,000 | $18.5991 | D | 21,188 | D | |
| Common StockF2 | Jul 28, 2026 | S | 7,000 | $19.1174 | D | 14,188 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $15.60 | Jul 28, 2026 | M | 5,000 | D | — | Jul 18, 2032 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $15.51 | Jul 28, 2026 | M | 5,000 | D | — | Jul 17, 2033 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 18.59 to $ 18.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 18.63 to $ 19.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Options Vest immediately, 7/18/2022
- F4Options vest immediately, 7/17/2023