SEC Form 4 · accession 0001193125-26-325359
RICHARDSON ELECTRONICS, LTD. · RELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Ben
Officer — CFO, CAO, Corporate Secretary
Period of report
Jul 28, 2026
Accepted (ET)
Jul 30, 2026 · 11:56 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000355948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2026 | M | 1,500 | $7.66 | A | 62,034 | D | |
| Common Stock | Jul 28, 2026 | M | 4,000 | $11.89 | A | 66,034 | D | |
| Common Stock | Jul 28, 2026 | M | 2,000 | $9.73 | A | 68,034 | D | |
| Common Stock | Jul 28, 2026 | S | 7,500 | $20.00 | D | 60,534 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $7.66 | Jul 28, 2026 | M | 1,500 | D | — | Jul 19, 2031 | Common Stock | 1,500 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $11.89 | Jul 28, 2026 | M | 4,000 | D | — | Jul 22, 2034 | Common Stock | 4,000 | 6,000 | D |
| Employee Stock Option (Right to Buy)F3 | $9.73 | Jul 28, 2026 | M | 2,000 | D | — | Jul 21, 2035 | Common Stock | 2,000 | 8,000 | D |
Explanation of responses
- F1Options Vest 20% per year, beginning 7/19/2022
- F2Options vest 20% per year, beginning 7/22/2025
- F3Options vest 20% per year, beginning 7/21/2026