SEC Form 4 · accession 0001144204-16-092524
SPECIAL OPPORTUNITIES FUND · SPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles C Walden
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 3:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | P | 4,449 | $13.097 | A | 25,000 | D | |
| Common StockF2 | Apr 1, 2016 | S | 4,303 | $13.06 | D | 0 | I | By Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities were purchased in multiple trades with a weighted average price of $15.19 per share.
- F2The Reporting Person disclaims beneficial ownership of the securities owned by his spouse's IRA and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.