SEC Form 4 · accession 0001562180-18-001070
GENTEX CORP · GNTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph E Matthews IV
Officer — Vice President Purchasing
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 1:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2018 | A | 3,000 | $0.00 | A | 21,120 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F3,F4 | $22.94 | Feb 15, 2018 | A | 6,500 | A | Feb 15, 2019 | Feb 15, 2028 | Common Stock | 6,500 | 6,500 | D |
Explanation of responses
- F1These shares vest 100% four years from grant award date.
- F2Shares granted under the Gentex Corporation Restricted Stock Plan, which is a Rule 16B-3 Plan.
- F3Options granted under the Gentex Corporation Employee Stock Option Plan, which is a Rule 16B-3 Plan.
- F4These shares become exercisable as to 25% one year after date of grant and an additional 25% at each ensuing anniversary date.