SEC Form 4 · accession 0001209191-16-088250
GENTEX CORP · GNTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott P Ryan
Officer — General Counsel
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 12:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | A | 1,650 | $0.00 | A | 6,744 | D | |
| Common StockF2 | Dec 31, 2015 | A | 197 | $13.61 | A | 6,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F3 | $16.01 | Dec 31, 2015 | A | 4,580 | A | Dec 31, 2016 | Dec 31, 2022 | Common Stock | 4,580 | 4,580 | D |
Explanation of responses
- F1Shares granted under the Gentex Corporation Restricted Stock Plan, which is a Rule 16B-3 Plan.
- F2Shares purchased through the Gentex Corporation Employee Stock Purchase Plan, a Section 423(b) plan.
- F3These shares become exercisable as to 20% one year after date of grant and an additional 20% at each ensuing anniversary date.
- F4Options granted under the Gentex Corporation Employee Stock Option Plan, which is a Rule 16B-3 Plan.