SEC Form 4 · accession 0001209191-15-072728
GENTEX CORP · GNTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Downing
Officer — Chief Financial Officer
Period of report
Sep 30, 2015
Accepted (ET)
Oct 1, 2015 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2015 | A | 6,000 | $0.00 | A | 33,931 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $15.50 | Sep 30, 2015 | A | 16,880 | A | Sep 30, 2016 | Sep 30, 2022 | Common Stock | 16,880 | 16,880 | D |
Explanation of responses
- F1Shares granted under the Gentex Corporation Restricted Stock Plan, which is a Rule 16B-3 Plan.
- F2These shares become exercisable as to 20% one year after date of grant and an additional 20% at each ensuing anniversary date.
- F3Options granted under the Gentex Corporation Employee Stock Option Plan, which is a Rule 16B-3 Plan.