SEC Form 4 · accession 0001225208-15-002709
PROTECTIVE LIFE CORP · PL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Johns
Officer — CEO,President · Director
Period of report
Oct 8, 2014
Accepted (ET)
Feb 3, 2015 · 1:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000355429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 8, 2014 | G | 14,400 | $0.00 | D | 322,186 | D | |
| Common StockF1 | Oct 17, 2014 | G | 14,412 | $0.00 | D | 307,774 | D | |
| Common StockF1 | Dec 3, 2014 | G | 21,505 | $0.00 | D | 286,679 | D | |
| Common StockF1 | Jan 21, 2015 | G | 57,319 | $0.00 | D | 229,360 | D | |
| Common Stock | Feb 1, 2015 | U | 226,358 | $70.00 | D | 0 | D | |
| Common Stock | Feb 1, 2015 | U | 15,000 | $70.00 | D | 0 | I | Anna Katherine Johns 2012 GST Exempt Trust |
| Common StockF2 | Feb 1, 2015 | U | 22,771 | $70.00 | D | 0 | I | By 401(k) |
| Common StockF3 | Feb 1, 2015 | U | 610 | $70.00 | D | 0 | I | By daughter |
| Common StockF4 | Feb 1, 2015 | U | 600 | $70.00 | D | 0 | I | By Son |
| Common StockF5 | Feb 1, 2015 | U | 400 | $70.00 | D | 0 | I | By Wife |
| Common StockF6 | Feb 1, 2015 | U | 422,327 | $70.00 | D | 0 | I | Deferred Compensation |
| Common Stock | Feb 1, 2015 | U | 2,600 | $70.00 | D | 0 | I | Indirect -by wife as co-trustee |
| Common Stock | Feb 1, 2015 | U | 15,000 | $70.00 | D | 0 | I | James Dixon Johns 2012 GST Exempt Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gifted Shares
- F2Total shares held by reporting person in PLC's 401(k) and Stock Ownership Plan.
- F3Changed the name on the account from by wife as custodian for daughter to by daughter
- F4Changed name on the account from by wife as custodian for son to by son
- F5I disclaim beneficial ownership of such shares.
- F6Shares acquired through PLC Deferred Compensation Plan for Officers of the Corporation (exempt under Rule 16b-3).