SEC Form 4 · accession 0000899243-19-003060
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank R. Forrest
Officer — EVP & Chief Risk Officer
Period of report
Feb 6, 2019
Accepted (ET)
Feb 8, 2019 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2019 | A | 42,367 | — | A | 90,699 | D | |
| Common StockF3,F2 | Feb 6, 2019 | A | 17,964 | — | A | 108,663 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2,F4 | $26.72 | Feb 6, 2019 | A | 24,390 | A | Feb 6, 2019 | Feb 6, 2029 | Common Stock | 24,390 | 24,390 | D |
Explanation of responses
- F1Performance Share award received upon satisfaction of performance criteria subject to vesting on February 12, 2019.
- F2Granted pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
- F3Restricted Stock granted pursuant to Fifth Third Bancorp Incentive Compensation Plan subject to vesting in three equal annual installments beginning on the first anniversary of the grant date.
- F4Indicates grant date. Stock appreciation rights are exercisable in thirds beginning on the first anniversary of the grant date with one-third of the total grant vesting annually over a three-year period.