SEC Form 4 · accession 0000035527-18-000049
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jelena McWilliams
Officer — EVP and CLO
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | M | 3,508 | $26.52 | A | 9,542 | D | |
| Common Stock | Mar 9, 2018 | F | 2,940 | $34.21 | D | 6,602 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2,F3,F1 | $26.52 | Mar 9, 2018 | M | 3,508 | D | Feb 3, 2017 | Feb 3, 2027 | Common Stock | 3,508 | 7,018 | D |
Explanation of responses
- F1Indicates grant date. Stock appreciation rights are exercisable in thirds beginning on the first anniversary of the grant date with one-third of the total grant vesting annually over a three-year period
- F2Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
- F3Includes total number of Stock Appreciation Rights previously reported.