SEC Form 4 · accession 0000035527-18-000004
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg D Carmichael
Officer — President & CEO · Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2018 | A | 73,941 | — | A | 525,244 | D | |
| Common StockF2,F3 | Jan 31, 2018 | A | 69,486 | — | A | 594,730 | D | |
| Common Stock | holding | — | — | — | 54 | I | Through son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3,F4 | $33.10 | Jan 31, 2018 | A | 76,125 | A | Jan 31, 2018 | Jan 31, 2028 | Common Stock | 76,125 | 76,125 | D |
Explanation of responses
- F1Performance Share award received upon satisfaction of performance criteria subject to vesting on February 11, 2018.
- F2Restricted stock units granted pursuant to Fifth Third Bancorp Incentive Compensation Plan subject to vesting in three equal annual installments beginning on the first anniversary of the grant date.
- F3Granted pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
- F4Indicates grant date. Stock appreciation rights are exercisable in thirds beginning on the first anniversary of the grant date with one-third of the total grant vesting annually over a three-year period.