SEC Form 4 · accession 0000035527-18-000002
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C. Leonard
Officer — EVP & Treasurer
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2018 | M | 19,048 | $13.36 | A | 90,220 | D | |
| Common Stock | Jan 25, 2018 | F | 11,025 | $32.84 | D | 79,195 | D | |
| Common Stock | Jan 25, 2018 | M | 23,641 | $14.36 | A | 102,836 | D | |
| Common Stock | Jan 25, 2018 | F | 14,043 | $32.84 | D | 88,793 | D | |
| Common Stock | Jan 25, 2018 | M | 21,930 | $16.15 | A | 110,723 | D | |
| Common Stock | Jan 25, 2018 | F | 14,684 | $32.84 | D | 96,039 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $13.36 | Jan 25, 2018 | M | 19,048 | A | Apr 19, 2011 | Apr 19, 2021 | Common Stock | 19,048 | 0 | D |
| Stock Appreciation RIghtF1,F2 | $14.36 | Jan 25, 2018 | M | 23,641 | A | Apr 17, 2012 | Apr 17, 2022 | Common Stock | 23,641 | 0 | D |
| Stock Appreciation RightF1,F2 | $16.15 | Jan 25, 2018 | M | 21,930 | A | Apr 16, 2013 | Apr 16, 2023 | Common Stock | 21,930 | 0 | D |
Explanation of responses
- F1Granted pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
- F2Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.