SEC Form 4 · accession 0000035527-18-000001
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Hazel
Officer — SVP and Controller
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 25, 2018 | M | 14,775 | $14.36 | A | 64,825 | D | |
| Common StockF1 | Jan 25, 2018 | F | 8,921 | $32.84 | D | 55,904 | D | |
| Common StockF1 | Jan 25, 2018 | M | 11,513 | $16.15 | A | 67,417 | D | |
| Common StockF1 | Jan 25, 2018 | F | 7,292 | $32.84 | D | 60,125 | D | |
| Common Stock | holding | — | — | — | 12,982 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3,F2 | $14.36 | Jan 25, 2018 | M | 14,775 | D | Apr 17, 2012 | Apr 17, 2022 | Common Stock | 14,775 | 0 | D |
| Stock Appreciation RightF3,F2 | $16.15 | Jan 25, 2018 | M | 11,513 | D | Apr 16, 2013 | Apr 16, 2023 | Common Stock | 11,513 | 0 | D |
Explanation of responses
- F1Includes 5 shares acquired pursuant to dividend reinvestments since the date of the reporting person's last ownership report.
- F2Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- F3Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.