SEC Form 4 · accession 0000035527-17-000076
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip McHugh
Officer — Executive Vice President
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 11:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2017 | M | 19,231 | $19.26 | A | 158,569 | D | |
| Common Stock | Dec 12, 2017 | F | 15,415 | $30.45 | D | 143,154 | D | |
| Common Stock | holding | — | — | — | 1,447 | I | by Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2,F3,F1 | $19.26 | Dec 12, 2017 | M | 19,231 | D | Apr 15, 2008 | Apr 15, 2018 | Common Stock | 19,231 | 202,854 | D |
Explanation of responses
- F1Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- F2Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
- F3Includes total number of Stock Appreciation Rights previously reported.