SEC Form 4 · accession 0000035527-17-000067
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank R. Forrest
Officer — EVP & Chief Risk Officer
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2017 | M | 28,714 | $21.63 | A | 100,507 | D | |
| Common Stock | Aug 14, 2017 | M | 12,454 | $18.78 | A | 112,961 | D | |
| Common Stock | Aug 14, 2017 | M | 8,701 | $14.87 | A | 121,662 | D | |
| Common Stock | Aug 14, 2017 | D | 36,895 | $26.68 | D | 84,767 | D | |
| Common Stock | Aug 14, 2017 | F | 5,970 | $26.68 | D | 78,797 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2,F1 | $21.63 | Aug 14, 2017 | M | 28,714 | D | Apr 15, 2014 | Apr 15, 2024 | Common Stock | 28,714 | 9,571 | D |
| Stock Appreciation RightF2,F1 | $18.78 | Aug 14, 2017 | M | 12,454 | D | Feb 11, 2015 | Feb 11, 2025 | Common Stock | 12,454 | 12,454 | D |
| Stock Appreciation RightF2,F1 | $14.87 | Aug 14, 2017 | M | 8,701 | D | Feb 12, 2016 | Feb 12, 2026 | Common Stock | 8,701 | 26,102 | D |
Explanation of responses
- F1Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- F2Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.