SEC Form 4 · accession 0000035527-17-000060
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tayfun Tuzun
Officer — EVP and CFO
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | M | 3,923 | $19.26 | A | 93,406 | D | |
| Common Stock | Apr 28, 2017 | M | 6,000 | $3.96 | A | 99,406 | D | |
| Common Stock | Apr 28, 2017 | D | 4,066 | $24.43 | D | 95,340 | D | |
| Common Stock | Apr 28, 2017 | F | 2,663 | $24.43 | D | 92,677 | D | |
| Common Stock | holding | — | — | — | 1,121 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2,F1 | $19.26 | Apr 28, 2017 | M | 3,923 | D | Apr 15, 2008 | Apr 15, 2018 | Common Stock | 3,923 | 0 | D |
| Stock Appreciation RightF2,F1 | $3.96 | Apr 28, 2017 | M | 6,000 | D | Apr 21, 2009 | Apr 21, 2019 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- F2Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.