SEC Form 4 · accession 0000035527-17-000059
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teresa J. Tanner
Officer — EVP and CAO
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | M | 8,462 | $19.26 | A | 49,748 | D | |
| Common Stock | Apr 28, 2017 | M | 11,538 | $14.80 | A | 61,286 | D | |
| Common Stock | Apr 28, 2017 | M | 42,857 | $13.36 | A | 104,143 | D | |
| Common Stock | Apr 28, 2017 | M | 53,191 | $14.36 | A | 157,334 | D | |
| Common Stock | Apr 28, 2017 | D | 68,363 | $24.43 | D | 88,971 | D | |
| Common Stock | Apr 28, 2017 | F | 21,675 | $24.43 | D | 67,296 | D | |
| Common Stock | holding | — | — | — | 2,918 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2,F1 | $19.26 | Apr 28, 2017 | M | 8,462 | D | Apr 15, 2008 | Apr 15, 2018 | Common Stock | 8,462 | 0 | D |
| Stock Appreciation RightF2,F1 | $14.80 | Apr 28, 2017 | M | 11,538 | D | Apr 20, 2010 | Apr 20, 2020 | Common Stock | 11,538 | 0 | D |
| Stock Appreciation RightF2,F1 | $13.36 | Apr 28, 2017 | M | 42,857 | D | Apr 19, 2011 | Apr 19, 2021 | Common Stock | 42,857 | 0 | D |
| Stock Appreciation RightF2,F1 | $14.36 | Apr 28, 2017 | M | 53,191 | D | Apr 17, 2012 | Apr 17, 2022 | Common Stock | 53,191 | 0 | D |
Explanation of responses
- F1Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- F2Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.