SEC Form 4 · accession 0000035527-17-000056
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad M Borton
Officer — Executive Vice President
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | M | 12,204 | $21.63 | A | 136,377 | D | |
| Common Stock | Apr 28, 2017 | M | 8,303 | $18.78 | A | 144,680 | D | |
| Common Stock | Apr 28, 2017 | M | 13,544 | $15.49 | A | 158,224 | D | |
| Common Stock | Apr 28, 2017 | M | 41,118 | $16.15 | A | 199,342 | D | |
| Common Stock | Apr 28, 2017 | M | 8,701 | $14.87 | A | 208,043 | D | |
| Common Stock | Apr 28, 2017 | D | 58,254 | $24.43 | D | 149,789 | D | |
| Common Stock | Apr 28, 2017 | F | 11,644 | $24.43 | D | 138,145 | D | |
| Common Stock | holding | — | — | — | 1,044 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2,F1 | $21.63 | Apr 28, 2017 | M | 12,204 | D | Apr 15, 2014 | Apr 15, 2024 | Common Stock | 12,204 | 0 | D |
| Stock Appreciation RightF2,F1 | $18.78 | Apr 28, 2017 | M | 8,303 | D | Feb 11, 2015 | Feb 11, 2025 | Common Stock | 8,303 | 0 | D |
| Stock Appreciation RightF2,F1 | $15.49 | Apr 28, 2017 | M | 13,544 | D | Oct 1, 2012 | Oct 1, 2022 | Common Stock | 13,544 | 0 | D |
| Stock Appreciation RightF2,F1 | $16.15 | Apr 28, 2017 | M | 41,118 | D | Apr 16, 2013 | Apr 16, 2023 | Common Stock | 41,118 | 0 | D |
| Stock Appreciation RightF2,F1 | $14.87 | Apr 28, 2017 | M | 8,701 | D | Feb 12, 2016 | Feb 12, 2026 | Common Stock | 8,701 | 0 | D |
Explanation of responses
- F1Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- F2Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.