SEC Form 5 · accession 0000035527-17-000030
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine H. Blackburn
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1 | — | Feb 1, 2016 | A | 127 | A | — | — | Common Stock | 127 | 7,524 | D |
| Phantom StockF2,F1 | — | Mar 3, 2016 | A | 356 | A | — | — | Common Stock | 356 | 7,524 | D |
| Phantom StockF2,F1 | — | Apr 1, 2016 | A | 2,560 | A | — | — | Common Stock | 2,560 | 7,524 | D |
| Phantom StockF2,F1 | — | May 2, 2016 | A | 542 | A | — | — | Common Stock | 542 | 7,524 | D |
| Phantom StockF2,F1 | — | May 31, 2016 | A | 212 | A | — | — | Common Stock | 212 | 7,524 | D |
| Phantom StockF2,F1 | — | Jul 1, 2016 | A | 2,008 | A | — | — | Common Stock | 2,008 | 7,524 | D |
| Phantom StockF2,F1 | — | Aug 2, 2016 | A | 431 | A | — | — | Common Stock | 431 | 7,524 | D |
| Phantom StockF2,F1 | — | Sep 1, 2016 | A | 100 | A | — | — | Common Stock | 100 | 7,524 | D |
| Phantom StockF2,F1 | — | Oct 5, 2016 | A | 579 | A | — | — | Common Stock | 579 | 7,524 | D |
| Phantom StockF2,F1 | — | Nov 1, 2016 | A | 92 | A | — | — | Common Stock | 92 | 7,524 | D |
| Phantom StockF2,F1 | — | Dec 5, 2016 | A | 77 | A | — | — | Common Stock | 77 | 7,524 | D |
| Phantom StockF2,F1 | — | Dec 30, 2016 | A | 371 | A | — | — | Common Stock | 371 | 7,524 | D |
Explanation of responses
- F1The phantom stock units were acquired under the Fifth Third Bancorp directors deferred compensation plan and are to be settled 1-for-1 in terms of Fifth Third Bancorp common stock and paid in cash upon the reporting person's retirement. The reporting person may transfer the phantom stock account into an alternative investment account at any time.
- F2Units owned at December 31, 2016, including 72 phantom stock units acquired through dividend reinvestment.