SEC Form 4/A · accession 0000035527-17-000019
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Greg D Carmichael
Officer — President & CEO · Director
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2,F3 | $26.52 | Feb 3, 2017 | A | 93,421 | A | — | Feb 3, 2027 | Common Stock | 93,421 | 93,421 | D |
Explanation of responses
- F1This amendment to Form 4 is being filed to correct the number of SARs reported incorrectly in the prior Form 4 filing.
- F2Granted pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
- F3Stock appreciation rights are exercisable in thirds beginning on the first anniversary of the grant date with one-third of the total grant vesting annually over a three-year period.