SEC Form 4 · accession 0000035527-17-000016
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tayfun Tuzun
Officer — EVP and CFO
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 3, 2017 | A | 21,116 | — | A | 97,070 | D | |
| Common Stock | holding | — | — | — | 1,115 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2,F3 | $26.52 | Feb 3, 2017 | A | 24,561 | A | — | Feb 3, 2027 | Common Stock | 24,561 | 24,561 | D |
Explanation of responses
- F1Restricted stock units granted pursuant to Fifth Third Bancorp Incentive Compensation Plan subject to vesting in three equal annual installments beginning on the first anniversary of the grant date.
- F2Granted pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
- F3Stock appreciation rights are exercisable in thirds beginning on the first anniversary of the grant date with one-third of the total grant vesting annually over a three-year period.