SEC Form 4 · accession 0000035527-16-000247
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Hazel
Officer — SVP and Controller
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | M | 11,905 | $13.36 | A | 51,079 | D | |
| Common Stock | Dec 9, 2016 | M | 9,615 | $14.80 | A | 60,694 | D | |
| Common Stock | Dec 9, 2016 | M | 5,769 | $19.26 | A | 66,463 | D | |
| Common Stock | Dec 9, 2016 | D | 15,340 | $26.89 | D | 51,123 | D | |
| Common Stock | Dec 9, 2016 | F | 3,687 | $26.89 | D | 47,436 | D | |
| Common Stock | holding | — | — | — | 12,839 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2,F1 | $13.36 | Dec 9, 2016 | M | 11,905 | D | Apr 19, 2011 | Apr 19, 2021 | Common Stock | 11,905 | 0 | D |
| Stock Appreciation RightF2,F1 | $14.80 | Dec 9, 2016 | M | 9,615 | D | Apr 20, 2010 | Apr 20, 2020 | Common Stock | 9,615 | 0 | D |
| Stock Appreciation RightF2,F1 | $19.26 | Dec 9, 2016 | M | 5,769 | D | Apr 15, 2008 | Apr 15, 2018 | Common Stock | 5,769 | 0 | D |
Explanation of responses
- F1Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- F2Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.