SEC Form 4 · accession 0000035527-16-000242
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip McHugh
Officer — Executive Vice President
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | S | 29,777 | $25.68 | D | 0 | I | by 401(k) |
| Common Stock | holding | — | — | — | 154,977 | D | ||
| Common Stock | holding | — | — | — | 1,447 | I | by Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1 | — | Nov 17, 2016 | I | 13,939 | D | — | — | Common Stock | 13,939 | 0 | D |
Explanation of responses
- F1Each phantom stock unit is the economic equivalent of of one share of Fifth Third Bancorp common stock.
- F2Acquired pursuant to The Fifth Third Bancorp Non Qualified Deferred Compensation Plan.