SEC Form 4 · accession 0000035527-16-000235
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teresa J. Tanner
Officer — EVP and CAO
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 7,000 | $3.96 | A | 88,768 | D | |
| Common Stock | Nov 10, 2016 | D | 1,097 | $25.27 | D | 87,671 | D | |
| Common Stock | Nov 10, 2016 | F | 2,683 | $25.27 | D | 84,988 | D | |
| Common StockF3 | holding | — | — | — | 2,886 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2,F1 | $3.96 | Nov 14, 2016 | M | 7,000 | D | Apr 21, 2009 | Apr 21, 2019 | Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- F2Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
- F3Includes 59 shares acquired under Fifth Third's 401(k) plan since the date of the reporting person's last ownership report.