SEC Form 5 · accession 0000035527-16-000220
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Bayh
Director
Period of report
Dec 31, 2015
Accepted (ET)
Oct 28, 2016 · 8:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F4,F3,F5,F1 | — | Jun 30, 2011 | A | 13,349 | A | — | — | Common Stock | 13,349 | 14,234 | D |
Explanation of responses
- F1The phantom stock units were acquired under the Fifth Third Bancorp Unfunded Deferred Compensation Plan for Non-Employee Directors and are to be settled 1-for-1 in terms of Fifth Third Bancorp common stock and paid in cash after the reporting person's retirement.
- F2Reflects 5 previously unreported deferrals made between June 30, 2011 and June 30, 2013.
- F3All phantom stock units were acquired at the then current per share market value of Fifth Third Bancorp common stock as of the date the units were credited to the director's account under the plan.
- F4Includes dividend reinvestments exempt under Rule 16a-11.
- F5Reflects number of phantom stock units owned at December 31, 2015.