SEC Form 4 · accession 0000035527-16-000197
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip McHugh
Officer — Executive Vice President
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2016 | M | 28,125 | $3.96 | A | 172,804 | D | |
| Common Stock | Jun 1, 2016 | D | 5,856 | $19.02 | D | 166,948 | D | |
| Common Stock | Jun 1, 2016 | F | 7,661 | $19.02 | D | 159,287 | D | |
| Common Stock | holding | — | — | — | 28,941 | I | by 401(k) | |
| Common Stock | holding | — | — | — | 1,447 | I | by Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2,F3,F1 | $3.96 | Jun 1, 2016 | M | 28,125 | D | Apr 21, 2009 | Apr 21, 2019 | Common Stock | 28,125 | 274,253 | D |
Explanation of responses
- F1Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- F2Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
- F3Includes total number of Stock Appreciation Rights previously reported.