SEC Form 4 · accession 0000035527-16-000159
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Hazel
Officer — SVP and Controller
Period of report
Feb 12, 2016
Accepted (ET)
Feb 23, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 12, 2016 | A | 6,725 | — | A | 36,407 | D | |
| Common Stock | Feb 19, 2016 | F | 300 | $15.28 | D | 36,107 | D | |
| Common Stock | holding | — | — | — | 100 | D | ||
| Common Stock | holding | — | — | — | 12,578 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2,F3 | $14.87 | Feb 12, 2016 | A | 8,701 | A | Feb 12, 2016 | Feb 12, 2026 | Common Stock | 8,701 | 98,446 | D |
Explanation of responses
- F1Restricted stock units granted pursuant to Fifth Third Bancorp Incentive Compensation Plan subject to vesting in three equal annual installments beginning on the first anniversary of the grant date.
- F2Granted pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
- F3Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- F4Shares withheld for taxes upon the vesting of restricted stock granted to the reporting person on February 19, 2013.