SEC Form 4 · accession 0000035527-15-000100
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C. Leonard
Officer — SVP & Treasurer
Period of report
Aug 18, 2015
Accepted (ET)
Aug 20, 2015 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2015 | M | 21,000 | $3.96 | A | 83,383 | D | |
| Common Stock | Aug 18, 2015 | D | 3,931 | $21.16 | D | 79,452 | D | |
| Common Stock | Aug 18, 2015 | F | 5,266 | $21.16 | D | 74,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2,F3,F1 | $3.96 | Aug 18, 2015 | M | 21,000 | D | Apr 21, 2009 | Apr 21, 2019 | Common Stock | 21,000 | 133,572 | D |
Explanation of responses
- F1Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- F2Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
- F3Includes total number of unexercised stock appreciation rights previously reported.