SEC Form 4 · accession 0000035527-15-000011
FIFTH THIRD BANCORP · FITB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Sullivan
Officer — SeniorExecutive Vice President
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000035527
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 11, 2015 | A | 21,299 | — | A | 254,696 | D | |
| Common Stock | holding | — | — | — | 6,537 | I | by 401(k) | |
| Common Stock | holding | — | — | — | 16,300 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2,F3 | $18.78 | Feb 11, 2015 | A | 27,675 | A | Feb 11, 2015 | Feb 11, 2025 | Common Stock | 27,675 | 833,603 | D |
Explanation of responses
- F1Restricted stock granted pursuant to Fifth Third Bancorp Incentive Compensation Plan subject to vesting in three equal annual installments beginning on the first anniversary of the grant date.
- F2Granted pursuant to the Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
- F3Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.