SEC Form 4 · accession 0001140361-18-009040

· SHEN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — VP-Wireline & Engineering

Period of report

Feb 15, 2018

Accepted (ET)

Feb 20, 2018 · 4:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000354963

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 15, 2018	A	2,355	$0.00	A	29,548	D
Common Stock	Feb 15, 2018	F	707	$31.05	D	26,486	D
Common Stock	Feb 19, 2018	A	1,598	$0.00	A	30,439	D
Common Stock	Feb 19, 2018	F	480	$32.85	D	29,959	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F2	—	Feb 15, 2018	M	896	D	—	Feb 21, 2019	Common Stock	896	30,668	D
Restricted Stock Unit^F1,F2	—	Feb 15, 2018	M	813	D	—	Feb 20, 2020	Common Stock	813	29,855	D
Restricted Stock Unit^F1,F2	—	Feb 15, 2018	M	646	D	—	Feb 18, 2021	Common Stock	646	29,209	D
Restricted Stock Unit^F1,F2	—	Feb 19, 2018	M	1,598	D	—	Feb 19, 2018	Common Stock	1,598	27,611	D

F1Each restricted stock unit represents a contingent right to receive one share of common stock.
F2The option vests one-fourth on each the first, second, third and fourth anniversary. The options (and shares issuable upon exercise of the option) are subject to cancellation and forfeiture in accordance with the Company's executive compensation recovery policy.