SEC Form 4 · accession 0001140361-18-003961
SHENANDOAH TELECOMMUNICATIONS CO/VA/ · SHEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Earle A Mackenzie
Officer — Executive Vice President
Period of report
Jan 29, 2018
Accepted (ET)
Jan 30, 2018 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2018 | A | 19,226 | $0.00 | A | 276,591 | D | |
| Common Stock | Jan 29, 2018 | F | 5,906 | $32.80 | D | 270,685 | D | |
| Common Stock | holding | — | — | — | 191,516 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $8.29 | Sep 26, 2017 | X | 66,028 | D | — | Feb 20, 2021 | Common Stock | 66,028 | 244,096 | D |
| Incentive Stock OptionF1 | $5.41 | Sep 26, 2017 | X | 125,296 | D | — | Feb 19, 2022 | Common Stock | 125,296 | 118,800 | D |
| Incentive Stock OptionF1 | $6.92 | Sep 26, 2017 | X | 88,322 | D | — | Feb 17, 2023 | Common Stock | 88,322 | 30,478 | D |
Explanation of responses
- F1.Represents the vesting of performance-based Restricted Stock Units granted February 18, 2015. Performance for this award was measured based on the Issuer's relative total stockholder return (TSR) compared to the TSR of a group of companies in the NASDAQ Telecom Index with a Market Cap within a factor of 3 of the Issuer's market cap.