SEC Form 4/A · accession 0001140361-18-003955
SHENANDOAH TELECOMMUNICATIONS CO/VA/ · SHEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher E French
Officer — President · Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 30, 2018 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2018 | A | 16,256 | $0.00 | A | 162,469 | D | |
| Common Stock | Jan 29, 2018 | F | 4,988 | $32.80 | D | 157,481 | D | |
| Common Stock | holding | — | — | — | 64,296 | I | By Spouse | |
| Common Stock | holding | — | — | — | 13,668 | I | By Son | |
| Common StockF2 | holding | — | — | — | 137,984 | I | TTEE French Grandchildren Trust | |
| Common StockF2 | holding | — | — | — | 316,484 | I | TTEE U/A WBF fbo Grandchildren | |
| Common StockF2 | holding | — | — | — | 345,000 | I | By Son as TTEE of French Family Trust | |
| Common StockF2 | holding | — | — | — | 339,966 | I | TTEE WBF fbo Anne | |
| Common StockF2 | holding | — | — | — | 146,249 | I | TTEE WBF fbo Cynthia | |
| Common StockF2 | holding | — | — | — | 339,966 | I | TTEE WBF fbo Christopher | |
| Common StockF2 | holding | — | — | — | 6,480 | I | TTEE Gladys H Teale Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of performance-based Restricted Stock Units granted February 18, 2015. Performance for this award was measured based on the Issuer's relative total stockholder return (TSR) compared to the TSR of a group of companies in the NASDAQ Telecom Index with a Market Cap within a factor of 3 of the Issuer's market cap.
- F2These shares are held in trust for the benefit of certain relatives of Mr. French. Mr. French disclaims beneficial ownership of the shares as to which he has no pecuniary interest and this filing is not an admission that Mr. French is the beneficial owner of such shares.