SEC Form 4 · accession 0001140361-17-036593
SHENANDOAH TELECOMMUNICATIONS CO/VA/ · SHEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Earle A Mackenzie
Officer — Executive Vice President
Period of report
Sep 25, 2017
Accepted (ET)
Sep 27, 2017 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2017 | S | 46,000 | $38.9324 | D | 118,047 | D | |
| Common Stock | Sep 26, 2017 | A | 66,028 | $8.29 | A | 184,075 | D | |
| Common Stock | Sep 26, 2017 | A | 125,296 | $5.41 | A | 309,371 | D | |
| Common Stock | Sep 26, 2017 | A | 88,322 | $6.92 | A | 397,693 | D | |
| Common Stock | Sep 26, 2017 | F | 140,328 | $38.85 | D | 257,365 | D | |
| Common Stock | holding | — | — | — | 191,516 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $8.29 | Sep 26, 2017 | X | 66,028 | D | — | Feb 20, 2021 | Common Stock | 66,028 | 244,096 | D |
| Incentive Stock OptionF1 | $5.41 | Sep 26, 2017 | X | 125,296 | D | — | Feb 19, 2022 | Common Stock | 125,296 | 118,800 | D |
| Incentive Stock OptionF1 | $6.92 | Sep 26, 2017 | X | 88,322 | D | — | Feb 17, 2023 | Common Stock | 88,322 | 30,478 | D |
Explanation of responses
- F1Option vests one-fourth on each the first, second, third and fourth anniversary.