SEC Form 4 · accession 0001140361-16-069138
SHENANDOAH TELECOMMUNICATIONS CO/VA/ · SHEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Baughman
Officer — VP-Information Technology
Period of report
Jun 6, 2016
Accepted (ET)
Jun 8, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2016 | A | 4,496 | $8.29 | A | 24,572 | D | |
| Common Stock | Jun 6, 2016 | A | 10,720 | $5.41 | A | 35,292 | D | |
| Common Stock | Jun 6, 2016 | A | 5,733 | $6.92 | A | 41,025 | D | |
| Common Stock | Jun 6, 2016 | F | 3,914 | $34.47 | D | 37,111 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $8.29 | Jun 6, 2016 | X | 4,496 | D | Feb 21, 2012 | Feb 20, 2021 | Common Stock | 4,496 | 27,221 | D |
| Incentive Stock OptionF1 | $5.41 | Jun 6, 2016 | X | 10,720 | D | Feb 20, 2013 | Feb 19, 2022 | Common Stock | 10,720 | 16,501 | D |
| Incentive Stock OptionF1 | $6.92 | Jun 6, 2016 | X | 5,733 | D | Feb 18, 2014 | Feb 17, 2023 | Common Stock | 5,733 | 10,768 | D |
Explanation of responses
- F1The option vests 1/4 on each the first, second, third and fourth anniversary.