SEC Form 4 · accession 0001140361-16-059538
SHENANDOAH TELECOMMUNICATIONS CO/VA/ · SHEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Earle A Mackenzie
Officer — Executive Vice President
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2016 | S | 40,190 | $25.70 | D | 97,916 | D | |
| Common Stock | Mar 29, 2016 | S | 9,700 | $25.70 | D | 88,216 | D | |
| Common Stock | Mar 29, 2016 | A | 63,818 | $8.25 | A | 152,034 | D | |
| Common Stock | holding | — | — | — | 201,516 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $8.25 | Mar 29, 2016 | X | 63,818 | D | Jun 21, 2011 | Jun 20, 2020 | Common Stock | 63,818 | 318,888 | D |
Explanation of responses
- F1Option vests 1/4 on each the first, second, third and fourth anniversary.