SEC Form 4 · accession 0001140361-15-039813
SHENANDOAH TELECOMMUNICATIONS CO/VA/ · SHEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Pirtle
Officer — SR VP - Marketing & Sales
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2015 | A | 878 | $16.50 | A | 25,890 | D | |
| Common Stock | Nov 3, 2015 | A | 715 | $16.58 | A | 26,605 | D | |
| Common Stock | Nov 3, 2015 | A | 1,397 | $10.82 | A | 28,002 | D | |
| Common Stock | Nov 3, 2015 | A | 999 | $13.84 | A | 29,001 | D | |
| Common Stock | Nov 3, 2015 | F | 1,143 | $48.34 | D | 27,858 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $16.50 | Nov 3, 2015 | X | 878 | D | Jun 21, 2011 | Jun 20, 2020 | Common Stock | 878 | 13,658 | D |
| Incentive Stock OptionF1 | $16.58 | Nov 3, 2015 | X | 715 | D | Feb 21, 2012 | Feb 20, 2021 | Common Stock | 715 | 12,943 | D |
| Incentive Stock OptionF1 | $10.82 | Nov 3, 2015 | X | 1,397 | D | Feb 20, 2013 | Feb 19, 2022 | Common Stock | 1,397 | 11,546 | D |
| Incentive Stock OptionF1 | $13.84 | Nov 3, 2015 | X | 999 | D | Feb 18, 2014 | Feb 17, 2023 | Common Stock | 999 | 10,547 | D |
Explanation of responses
- F1Option vests 1/4 on each the first, second, third and fourth anniversary.