SEC Form 4 · accession 0001209191-17-052146
HOME DEPOT, INC. · HD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matt Carey
Officer — EVP & CIO
Period of report
Sep 7, 2017
Accepted (ET)
Sep 8, 2017 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.05 Common Stock | Sep 7, 2017 | M | 10,667 | $36.62 | A | 62,483 | D | |
| $.05 Common Stock | Sep 7, 2017 | M | 10,667 | $36.62 | A | 73,150 | D | |
| $.05 Common Stock | Sep 7, 2017 | M | 10,666 | $36.62 | A | 83,816 | D | |
| $.05 Common StockF1 | Sep 7, 2017 | S | 32,000 | $157.10 | D | 51,816 | D | |
| $.05 Common Stock | holding | — | — | — | 13,731 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2 | $36.62 | Sep 7, 2017 | M | 10,667 | D | — | Mar 22, 2021 | Common Stock | 10,667 | 319,546 | D |
| Employee Stock OptionsF2 | $36.62 | Sep 7, 2017 | M | 10,667 | D | — | Mar 22, 2021 | Common Stock | 10,667 | 308,879 | D |
| Employee Stock OptionsF2 | $36.62 | Sep 7, 2017 | M | 10,666 | D | — | Mar 22, 2021 | Common Stock | 10,666 | 298,213 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.01 to $157.19, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The options have vested in their entirety and are fully exercisable.