SEC Form 4 · accession 0001209191-17-049747
HOME DEPOT, INC. · HD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teresa Wynn Roseborough
Officer — EVP, Gen. Counsel & Corp. Sec.
Period of report
Aug 21, 2017
Accepted (ET)
Aug 21, 2017 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.05 Common Stock | Aug 17, 2017 | M | 5,225 | $78.87 | A | 33,147 | D | |
| $.05 Common StockF1 | Aug 17, 2017 | S | 5,225 | $152.03 | D | 27,922 | D | |
| $.05 Common Stock | Aug 21, 2017 | M | 9,775 | $78.87 | A | 37,697 | D | |
| $.05 Common StockF2 | Aug 21, 2017 | S | 9,775 | $149.51 | D | 27,922 | D | |
| $.05 Common Stock | holding | — | — | — | 60 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $78.87 | Aug 17, 2017 | M | 5,225 | D | — | Mar 25, 2024 | Common Stock | 5,225 | 110,680 | D |
| Stock OptionsF3 | $78.87 | Aug 21, 2017 | M | 9,775 | D | — | Mar 25, 2024 | Common Stock | 9,775 | 100,905 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $152.00 to $152.15, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $149.50 to $149.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The options have vested in their entirety and are fully exercisable.