SEC Form 4 · accession 0001209191-17-034062
HOME DEPOT, INC. · HD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G. Lennie
Officer — EVP, Outside Sales and Service
Period of report
May 18, 2017
Accepted (ET)
May 19, 2017 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354950
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.05 Common Stock | May 18, 2017 | G | 764 | $0.00 | D | 46,294 | D | |
| $.05 Common Stock | May 18, 2017 | M | 9,696 | $78.87 | A | 55,990 | D | |
| $.05 Common Stock | May 18, 2017 | M | 14,397 | $69.65 | A | 70,387 | D | |
| $.05 Common Stock | May 18, 2017 | M | 7,146 | $49.79 | A | 77,533 | D | |
| $.05 Common Stock | May 18, 2017 | S | 31,239 | $155.47 | D | 46,294 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $78.87 | May 18, 2017 | M | 9,696 | D | — | Mar 25, 2024 | Common Stock | 9,696 | 119,477 | D |
| Employee Stock OptionsF1 | $69.65 | May 18, 2017 | M | 14,397 | D | — | Mar 26, 2023 | Common Stock | 14,397 | 105,080 | D |
| Employee Stock OptionsF1 | $49.79 | May 18, 2017 | M | 7,146 | D | — | Mar 20, 2022 | Common Stock | 7,146 | 97,934 | D |
Explanation of responses
- F1The options have vested in their entirety and are fully exercisable.